Important Dates

Fund 2 Relevant Period

June 1, 2014, through May 31, 2020

Fund 3 Relevant Period

September 30, 2018, through December 31, 2018

Order Instituting Cease-and-Desist Proceedings

August 28, 2023

Order Approving Plan of Distribution

July 3, 2026

Plan Notice Date

August 20, 2026

Deadline to Dispute Recognized Loss & Certification Form Deadline (11:59 p.m. EST)

October 19, 2026